AML Risk Mitigation System

GFIEN Services

Anti-Money Laundering Risk Mitigation System

AML – RMS


What is Anti-Money Laundering (AML)?Money laundering is when criminals integrate their illegally-obtained cash into the financial system so it looks like it was earned legitimately. Anti-money laundering constitutes the laws, regulations, and procedures designed to prevent money laundering.

GFIEN Services related with AML

The Money Laundering Directive (MLD)

The MLD is a framework designed to strengthen the EU’s defences against money laundering and terrorist financing. It requires all regulated businesses to verify the identity of their clients, monitor transactions and report anything suspicious. The latest MLD stipulates that electronic verification is used whenever possible.

Your bank is obligated to comply with MLD?

Yes, all worldwide banks interacting with the EU are, including without limitation businesses that could be vulnerable to money laundering need to comply with AML regulations. Other regulated sectors include legal, auditing, investment, insurance, property and finance.

Risks

Failure to comply with AML laws and regulations has severe consequences, from warning notices, fines, sanctioning and, in the most serious cases, criminal prosecution.

How to Comply

You must carry out customer due diligence – including sanction and Politically Exposed Person (PEP) screening – to ensure your customers are who they say they are. This information must be recorded internally and kept up to date so that you can reassess your business risk if a customer’s circumstances change.


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Anti-Money Laundering (AML)


Sanctions and PEP Screening


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